Security Traders Association dictum meum pactum "my word is my bond"

  • Denver STA 2021 Arrowhead Golf
    by Jim Toes on July 7, 2021 at 3:44 pm

    Photo Gallery The post Denver STA 2021 Arrowhead Golf appeared first on Security Traders Association.

  • The Great Return & SEC Announces Annual Regulatory Agenda
    by Sam Belden on June 29, 2021 at 4:11 pm

    An appropriate title for STA’s flagship event as we return to Washington DC this Oct. 6-8 for our 88th Annual Market Structure Conference. As of June 11, Washington DC has fully reopened. While this was a key factor in our decision to host the 2021 Conference in person, we realize that travel restrictions may preclude…  Read more The post The Great Return & SEC Announces Annual Regulatory Agenda appeared first on Security Traders Association.

  • Talking Wealth Management with Cheryl Nash
    by Sam Belden on June 28, 2021 at 5:02 pm

    Earlier this month, STA Trading Views featured an interview with Cheryl Nash, CEO of Financial Supermarkets. The conversation included a discussion on achieving financial wellness, and how the success of new investing apps is an indication of a strong demand for new technology in the wealth advisory space. There was also a discussion on a…  Read more The post Talking Wealth Management with Cheryl Nash appeared first on Security Traders Association.

  • Complimentary Conference Packages
    by Dawn Combs on June 23, 2021 at 9:07 pm

    Complimentary Conference Registration Packages for individuals who are in between jobs. STAR, STA’s Job Re-entry program, will offer up to ten (10) Complimentary Conference Registration Packages for the 88th Annual Market Structure Conference, Oct. 6-8, 2021 at the JW Marriott Washington DC, to individuals who are in between jobs and actively pursuing a new opportunity…  Read more The post Complimentary Conference Packages appeared first on Security Traders Association.

  • Ep. 13: SEC Commissioner Caroline Crenshaw Interview
    by Sam Belden on June 11, 2021 at 9:23 pm

    The post Ep. 13: SEC Commissioner Caroline Crenshaw Interview appeared first on Security Traders Association.

  • STA Comment Letter on CAT Funding Proposal
    by Sam Belden on June 11, 2021 at 8:38 pm

    STA does not support the Proposed Funding Model and we recommend the Commission deny the Filing and instruct the Operating Committee for CAT to address issues involving collaboration with Industry Members and transparency on costs, allocations and fees before re- submitting a revised funding proposal. STA believes the Proposed Funding Model lacks material information pertaining…  Read more The post STA Comment Letter on CAT Funding Proposal appeared first on Security Traders Association.

  • STA Trading Views, Ep. 13: Talking ESG with SEC Commissioner Caroline Crenshaw
    by Sam Belden on June 11, 2021 at 6:32 pm

    For the latest episode of STA Trading Views, STA President and CEO Jim Toes sat down with SEC Commissioner Caroline Crenshaw to discuss her thoughts and interests on ESG and related risks, as well as steps the SEC is taking to protect and inform investors as demand for ESG information continues to increase. In advance…  Read more The post STA Trading Views, Ep. 13: Talking ESG with SEC Commissioner Caroline Crenshaw appeared first on Security Traders Association.

  • To the Intern Class of 2021!
    by Sam Belden on June 9, 2021 at 1:43 pm

    by Jim Toes This STA article is dedicated to the many financial services interns in the United States and Canada. Please forward to those interns working among us this summer.   Congratulations to the Intern Class of 2021! It’s June, and that means that many college students have started a summer internship program. For those interns in the financial services…  Read more The post To the Intern Class of 2021! appeared first on Security Traders Association.

  • Episode 12: Talking Wealth Management feat. Cheryl Nash
    by Sam Belden on June 2, 2021 at 9:46 pm

    Episode 12 of STA Trading Views features an interview with Cheryl Nash, CEO of Financial Supermarkets. Our conversation includes discussion on achieving financial wellness, and how the success of new investing apps is an indication of a strong demand for new technology in the wealth advisory space. We also cover a topic that is passionate…  Read more The post Episode 12: Talking Wealth Management feat. Cheryl Nash appeared first on Security Traders Association.

  • STA WIF Keynote Replay: Building Your Blue Sky Blueprint
    by Sam Belden on May 27, 2021 at 7:01 pm

    Featured Article Preface by Julie Andress, KeyBanc Capital Markets & STA WIF Co-Chair We’ve all heard the saying, “bad news sells” and unfortunately the data on clicks proves it. But, there are times when journalists in their eagerness to grab the day’s headlines, mistakenly report a short term, bad event as a beginning a gloomy, longer-term…  Read more The post STA WIF Keynote Replay: Building Your Blue Sky Blueprint appeared first on Security Traders Association.